Business Continuity Planning
Sources
- Federal Financial Institutions Examination Council
- Federal Deposit Insurance Corporation
- Federal Reserve Board
- National Credit Union Administration
- Office of the Comptroller of the Currency
- Office of Thrift Supervision
- External Resources
Federal Financial Institutions Examination Council
Resource Title | Type | Date |
FFIEC: Lessons Learned from Hurricane Katrina: Preparing Your Institution for a Catastrophic Event | Guidance | June 2006 |
Federal Deposit Insurance Corporation
Resource Title | Type | Date |
12 CFR Part 364: Interagency Guidelines Establishing Standards for Safety and Soundness, Appendix A | Regulation | N/A |
12 CFR Part 364: Interagency Guidelines Establishing Information Security Standards, Appendix B | Regulation | N/A |
FIL-6-2008: Interagency Statement on Pandemic Planning | Guidance | February 6, 2008 |
FIL-25-2006: Influenza Pandemic Preparedness Interagency Advisory | Guidance | March 15, 2006 |
FIL-84-2002: Interim Sponsorship Policy for Government Emergency Telecommunications Service (GETS) Cards | Guidance | August , 2002 |
FIL-68-2001: 501(b) Examination Guidance | Guidance | August 24, 2001 |
FIL-81-2000: Risk Management of Technology Outsourcing | Guidance | November 29, 2000 |
Federal Reserve Board
Resource Title | Type | Date |
12 CFR Part 208: Interagency Guidelines Establishing Standards for Safety and Soundness, Appendix D-1 | Regulation | N/A |
12 CFR Part 208: Interagency Guidelines Establishing Information Security Standards (State Member Banks), Appendix D-2 | Regulation | N/A |
SR Letter 07-18: FFIEC Guidance on Pandemic Planning | Guidance | December 12, 2007 |
SR Letter 06-5: Influenza Pandemic Preparedness | Guidance | March 15, 2006 |
SR Letter 06-3: Interagency Supervisory Guidance for Institutions Affected by Hurricane Katrina | Guidance | February 3, 2006 |
SR Letter 05-24: Interagency Questions and Answers for Financial Institutions in Response to Hurricanes Katrina and Rita | Guidance | December 2, 2005 |
SR Letter 05-17: Katrina Related Marketing Practices Invoking the Name of the Federal Reserve | Guidance | September 22, 2005 |
SR Letter 05-16: Supervisory Practices Regarding Banking Organizations and Consumers Affected by Hurricane Katrina | Guidance | September 15, 2005 |
National Credit Union Administration
Resource Title | Type | Date |
12 CFR Part 748: Guidelines for Safeguarding Member Information, Appendix A | Regulation | N/A |
12 CFR Part 749: Record Preservation Program and Record Retention, Appendix A and B | Regulation | N/A |
NCUA Letter to Credit Unions 08-CU-01: Guidance on Pandemic | Guidance | January 2008 |
NCUA Risk Alert 06-Risk-01: Disaster Planning and Response | Guidance | April 2006 |
NCUA Letter to Credit Unions 06-CU-06: Influenza Pandemic Preparedness | Guidance | March 2006 |
NCUA Letter to Credit Unions 02-CU-17: e-Commerce Guide for Credit Unions | Guidance | December 2002 |
NCUA Letter to Credit Unions 01-CU-21: Disaster Recovery and Business Resumption Contingency Plans | Guidance | December 2001 |
NCUA Letter to Credit Unions 98-CU-12: Business Resumption Contingency Planning | Guidance | June 1998 |
Office of the Comptroller of the Currency
Office of Thrift Supervision
Resource Title | Type | Date |
12 CFR Part 570: Interagency Guidelines Establishing Standards for Safety and Soundness, Appendix A | Regulation | N/A |
12 CFR Part 570: Interagency Guidelines Establishing Information Security Standards, Appendix B | Regulation | N/A |
PR 07-089: Interagency Statement on Pandemic Planning | Guidance | December 12, 2007 |
CEO Ltr 239: Hurricane Katrina: Industry Lessons Learned | Guidance | June 15, 2006 |
CEO Ltr 237: Interagency Advisory on Influenza Pandemic Preparedness | Guidance | March 15, 2006 |
CEO Ltr 234: Interagency Supervisory Guidance for Institutions Affected by Hurricane Katrina | Guidance | February 3, 2006 |
CEO Ltr 165: Financial Banking Infrastructure Information Committee (FBIIC) Interim GETS Sponsorship Policy | Guidance | July 26, 2002 |
External Resources
* Non-regulatory Resources and are provided to assist in your research and continuing professional education. They are not endorsed, certified, or approved by the FFIEC or its member agencies.
Resource Title | Type | Date |
The Joint Forum, High-level Principals for Business Continuity (Basel) | August 2006 | |
Pandemic Influenza - Preparedness, Response, and Recovery Guide for Critical Infrastructure and Key Resources (DHS) | June 2006 | |
Statement on Preparations for "Avian Flu" (FSSCC and DHS) | January 2006 | |
Business Pandemic Influenza Planning Checklist (HHS and CDC) | December 2005 | |
National Strategy for Pandemic Influenza (Homeland Security Council) | November 2005 | |
Best Practices to Assure Telecommunications Continuity for Financial Institutions and the Payment and Settlement Utilities: Report by the Assuring Telecommunications Continuity Task Force (FRB New York) | September 2004 | |
The President's National Security Telecommunications Advisory Committee: Financial Services Task Report (NSTAC) | April 2004 | |
Contingency Planning Guide for Information Technology Systems, NIST SP 800-34 (NIST) | June 2002 |